Radio Free Beszel
Radio Free Beszel
Joseph Tainter: Collapse and Complexity
As society becomes complex, it reaches a point where the cost of coping with problems exceeds the benefits. Then, people may choose collapse as the lesser evil. But in a globalized world, no society can collapse in isolation. The alternative is the progressive immiseration of the population to preserve the rickety complexity of the system and the privileges of the few who benefit.
This is the argument of Joseph Tainter in his classic book, The Collapse of Complex Societies. All societies (or civilizations) face challenges. To meet these challenges, they develop complexity: armies, technologies, institutions. At first, the benefits are clear, but as complexity mounts, the costs of maintaining it grow even faster.
Whatever its benefits, complexity is a burden on the population. They have to work harder, pay more taxes, or suffer more privation. A point is eventually reached, at least for some of them, when the costs of additional complexity start to exceed the benefits.
There is a final crisis - a challenge that demands yet more complexity solve. Those who pay the price may figure they are better off accepting collapse. They might prefer barbarians rulers to Rome, if it means lower taxes. They might be better off keeping their crops for themselves rather than feed the system. They want to defect: to prevent them, the system must implement yet more complexity, heightening the risks.
Technology can't solve the problem: it is subject to the same diminishing returns. Only a new source of energy can roll back the clock.
Though collapse is seldom good, it may be less bad than sustaining a decrepit system. But in an integrated world, it cannot happen: were a society to collapse, it would only be taken over by its competitors, and complexity would remain high. In a globalized world, Tainter thinks, no-one can collapse until everyone collapses. In the mean time, the lot of the population steadily worsens as they work harder and harder for less and less to sustain a system that no longer benefits them.
0:00
"Collapse, if and when it comes
again, will this time be global.
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No longer can any individual
nation collapse.
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World civilization will
disintegrate as a whole.
0:12
What may be a catastrophe
to administrators
0:15
need not be to the bulk
of the population.
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Collapse is not intrinsically
a catastrophe: it is a rational
0:21
economizing process that
may well benefit much
0:25
of the population." Joseph
Tainter. Good evening.
0:29
This is Radio Free Beszel.
I am Alphonse.
0:32
Tonight: Tainter's collapse
and complexity.
0:38
Imagine you get a job as
a high-flying lawyer
0:41
in New York City. You're
making a big salary,
0:45
but you're working long
hours. And as a result
0:47
you have to spend money on
a lot of other things.
0:50
You have to spend money on
a house in an expensive
0:52
neighborhood. You have to
spend money on clothes,
0:55
on flying, on a nice car.
When you have children,
0:58
you have to hire tutors for
them because you don't
1:02
have the time to spend
looking after them.
1:05
And at some point in your
life you look at
1:08
what you're doing and you
think, everything I'm
1:10
doing is work, and nothing
I'm doing is for me or
1:13
my family. Maybe it would
make more sense to
1:15
find a small place out
of the way somewhere,
1:19
reduce my income, but reduce
my spending too.
1:22
Simplify my life. Maybe
my life would be better
1:25
then. In other words, you
figure that you might
1:29
actually be better off if
you simplified your life
1:32
instead of living
with all the
1:34
complexity that allows
you to be wealthy.
1:37
That, in a nutshell, at a
personal level, is what
1:40
Tainter is talking about
when he talks about the
1:42
collapse of societies or
civilizations. Collapse
1:46
isn't something forced on
a society - at least
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not in most cases. It's a
choice. It may be a bad
1:52
choice, but it may also be
a less bad choice than
1:56
the alternatives. There
have been many theories
1:59
of the collapse of
civilizations. One particularly
2:03
popular approach, going
back to ancient times,
2:06
is that a civilization
is like a person. It's
2:09
vigorous when it's young,
stable when it's mature,
2:12
and then it declines and
disintegrates in old age.
2:16
Well, that might be
a description of
2:18
what happens to some
civilizations.
2:20
It doesn't explain anything
about why a society
2:23
collapses, or why it collapses
when it collapses.
2:28
There are other theories
that people have come
2:30
up with, for example that
a society may collapse
2:33
when it runs out of a
crucial resource. Or
2:35
it may be attacked by
outsiders like the
2:38
barbarians who invaded the
Roman Empire. Or it
2:41
may be a consequence of
class conflict within
2:45
or the corruption of elites.
But Tainter says
2:48
these explanations are weak,
because societies
2:51
and civilizations often
weather such crises.
2:54
There may be natural disasters
that they survive,
2:58
barbarian invaders who
don't get through. In
3:00
fact, Rome had fought
off stronger attempts
3:03
at invasion before it
finally fell. And
3:06
problems like class conflict
and corruption
3:09
are normal in societies. They're
usually there all
3:12
along - so why would they
suddenly cause collapse?
3:16
Tainter's theory of
collapse is in his
3:18
book, The Collapse of
Complex Societies,
3:21
published in 1988.
By collapse he
3:24
means a rapid reduction
in complexity.
3:28
Complexity may sound
like an abstraction,
3:30
but it's actually something
fairly concrete,
3:33
something that we could find
proxy measures for.
3:35
For example, a complex society
would be one likely
3:38
that has more social roles;
more different kinds
3:41
of jobs; more different
kinds of products that
3:44
are produced, more that
are consumed; more
3:47
trading partners; more
different scales of
3:50
settlements, from villages
to cities; deeper
3:53
social hierarchies; and
so on. So complexity
3:57
is something that you could
actually measure.
3:59
And a rapid significant
reduction in complexity
4:02
would be noticeable.
What Tainter says
4:05
is that as societies
encounter challenges
4:08
they increase their complexity.
For example, say
4:11
your society has war-like
neighbors, and it faces
4:14
the threat of invasion. In
response it develops a
4:17
military. That means now
that there's a hierarchy
4:21
within the military of
officers and soldiers.
4:24
Arms and equipment need
to be manufactured,
4:26
supplies, training academies
and so on. So there's
4:30
an increase in the complexity
of the society to
4:33
address the problem of the
threat of invasion. Say
4:36
the country actually goes
to war and conquers the
4:39
war-like neighbor. Now
there needs to be an
4:41
administration to manage
the new territory.
4:44
Again there's an increase
in complexity. And that
4:47
complexity has costs. That
army has to be paid.
4:51
Someone has to pay for
the equipment. Someone
4:53
has to pay for the training.
Somebody has to
4:55
pay for the administration
of the new territory.
4:58
The problem, Tainter says,
is that as the society
5:02
becomes more complex, the
benefits of additional
5:05
complexity reduce and the
costs increase - or at
5:09
least the balance between
those shifts. So
5:12
the returns on the investment
in complexity
5:14
go down. One of the clearest
examples of
5:18
this is food in hunter-gatherer
societies.
5:21
Food existed in nature, and
all people had to do
5:25
was go and find it and collect
it. And in fact
5:28
those people had some of
the most leisure time of
5:31
any people ever. As human
population increased,
5:34
that was a challenge that
was met by finding
5:37
more food sources and
intensifying agriculture
5:40
by actually growing food
rather than going
5:42
and finding it. People
could grow more food
5:45
in the same amount of land,
but it took more
5:47
work. In other words, it
took more human energy
5:50
to grow food than it did
to find it. And this
5:53
continued right up until
the present day. In fact
5:56
right now it takes about
10 calories of fossil
5:59
fuel energy to grow one
calorie of food energy.
6:03
If it wasn't for the essential
free energy that
6:05
fossil fuel gave us we would
be starving to death.
6:09
And Tainter argues this applies
to other resources
6:12
too. No matter what the resource
is, whether it's
6:15
oil supplies or forests
or fisheries, humans
6:18
naturally go after the
low-hanging fruit first.
6:22
And the result is that as
we need every additional
6:26
fish, every additional barrel
of oil and so on,
6:29
that additional fish,
that additional
6:31
barrel of oil is more
expensive to collect.
6:34
The same is true for an
empire like the Roman
6:37
Empire invading other
territories in order to
6:39
take their wealth. As it
conquers more territory,
6:42
the administrative overhead
grows faster than the
6:45
wealth from the newly conquered
territories.
6:48
And as that return on
investment decreases,
6:51
it may start to look to
some of the people in
6:53
the society as if this isn't
worth it anymore.
6:56
There may even come a point
where the benefit
6:59
of invading one more territory
or extracting
7:02
one more barrel of oil
just isn't worth it,
7:04
where the cost actually
exceeds the benefit.
7:08
Now one response to
this might be to
7:10
say, well, technology
will solve this.
7:12
But the same phenomenon
occurs with
7:14
technology, as Tainter
demonstrates.
7:17
we go after the low-hanging
technologies first,
7:19
just as we went after the
low-hanging resources.
7:22
You can see this for example
with computer
7:25
chips. For a long time
Moore's Law ruled and
7:28
computer chips rapidly
got more sophisticated
7:31
and cheaper. But in the
past decade or so that
7:34
has slowed down. And this
happens in technological
7:36
development generally.
Technology isn't a way out,
7:39
it's just one more example
of diminishing returns.
7:42
The one thing that can be
a way out, Tainter says,
7:46
is a new source of energy,
as for example when
7:48
we started exploiting
fossil fuels and oil.
7:53
But that cost is not necessarily
distributed
7:56
equally among the people
in a society. Those
7:59
who are part of the additional
complexity are
8:02
having resources allocated
to them in order to
8:04
manage things. For example,
a military
8:07
empire has to spend
on its soldiers.
8:11
Or if it doesn't spend on
the soldiers, they're
8:13
likely to revolt. So there
comes a point where
8:16
some of the groups in
society may find that
8:18
they might be better off
if the society was
8:21
less complex. The farmers
may find that they
8:24
are paying high taxes to
maintain an army that
8:27
doesn't seem to be benefiting
them, for example,
8:30
and at that point they
may prefer collapse.
8:34
And Tainter said in fact that
happened - that many
8:36
of the Romans welcomed the
barbarian invasions
8:39
because it wiped away
the expensive taxes
8:41
and administration that
they were paying.
8:43
Now when I say taxes,
i don't necessarily
8:45
mean government costs:
those costs could be
8:48
in any institution in society.
Complexity can
8:52
be all over the place. Now
if Tainter is right,
8:56
this pattern of diminishing
marginal returns
8:59
strikes every society. And
ours is no exception.
9:03
In fact, when I look at
the quality of living
9:06
from 40 or 50 years ago,
it seems to me that it
9:09
has not gone up. Back then,
a single income with
9:12
a job that didn't necessarily
require university
9:15
education was sufficient
to support a house, a
9:18
family, education and so
on. And today it's not.
9:23
Our inflation statistics
may suggest that we
9:26
are better off because
we have better phones
9:28
and better televisions,
but when you look at
9:31
the essentials of life
- things like housing,
9:33
transportation, food,
education and health
9:36
care - those things are
extremely expensive.
9:39
And one of the reasons
they're expensive
9:41
is because of increased
complexity.
9:44
So it might be that many of
us would be better off
9:47
with what Tainter would
describe as a collapse:
9:49
a significant rapid reduction
in complexity. I
9:52
should just note that collapse
in Tainter's terms
9:55
doesn't have to be a free
fall. It doesn't have
9:58
to mean the elimination
of society altogether.
10:00
It simply means reduced
complexity. We might be
10:03
better off with it, he says:
but it can't happen.
10:07
He says collapse occurs
and can only occur in
10:10
a power vacuum. What he
means is that a society
10:14
that's in competition with
other societies can't
10:17
collapse. If it tries, it'll
basically be taken
10:20
over. And when it's taken
over it's unlikely to
10:23
become less complex. And
in fact we've seen this,
10:26
when Greece hit the
wall financially
10:28
in the 2010s and tried
to go bankrupt.
10:30
It wasn't allowed to. It
was bailed out by the
10:33
rest of Europe - even though
the administrators
10:36
and politicians who arranged
the bailout knew
10:38
that Greece could never
pay back the money.
10:41
And yet they bailed it out
and then they extracted
10:44
wealth from Greece by
privatizing public assets.
10:48
So Tainter says, in societies
in competition,
10:51
collapse can't happen unless
they all collapse
10:54
together. They have to
keep competing. And as
10:56
they continue to compete,
much of the population
10:59
may find that it is immiserated
as complexity
11:03
increases and it has to
be paid for somehow by
11:06
someone. Now one of the
interesting things about
11:09
Tainter's theory is that
it's not political.
11:12
For Tainter, none of this
is a consequence of
11:15
conflict between classes.
Class conflict may
11:18
be normal, but because
it's normal it can't
11:20
explain exceptional events
like collapses.
11:23
But if you look at the dynamic
within a society,
11:26
there's obviously a class
component. The people
11:30
who are benefiting the most
from the increased
11:32
complexity are going to
be the administrators,
11:34
the managers and the leaders
and so on. And
11:37
the people who are going
to be paying it are
11:39
the masses of the population,
the workers.
11:42
For the administrators,
increased complexity
11:45
is what pays their wages.
They don't want to
11:47
collapse. For the majority
of the population,
11:50
collapse might bring benefits.
If competition
11:53
with other societies prevents
collapse, that is
11:57
actually to the benefit
of the administrative
12:00
class. It might seem
beneficial then
12:03
to actually simply reduce
complexity slowly
12:06
rather than collapsing
suddenly. But that is
12:10
very difficult. Tainter says
it basically doesn't
12:13
happen. Because it's much
easier to add complexity
12:16
than it is to eliminate
complexity,a
12:18
nd that although he
doesn't say, it
12:20
may be the consequence of
class dynamics. Because
12:23
those with the greatest interest
in complexity are
12:25
those who make a living
from it. And they have
12:28
no interest at all in allowing
it to be reduced.
12:31
Despite exhausting resources
and the environment's
12:34
capacity to absorb our
wastes, according to
12:37
Tainter it's highly unlikely
that we would be able
12:40
to simplify our way to
sustainability. So we're
12:43
in a bind. We can't collapse
because we're in
12:46
competition - until we all
hit the wall together,
12:50
the whole world. And then
there's potentially a
12:53
global collapse, as he says,
or we find some new
12:56
source of energy. And
that source of energy
12:59
allows us to continue longer.
Unfortunately,
13:02
that doesn't seem to be
on the horizon. This is
13:07
Alphonse for Radio Free
Beszel, www.beszel.ca.
13:13
Good night.